Vice President, Compliance
Meet Otilia Tannehill
Otilia Tannehill is Vice President, Compliance for Marathon Capital. She focuses on the implementation of the compliance technology platform and assists with the refinement and development of compliance policies and processes as Marathon continues expanding into new regulatory areas. She brings with her 22 years of experience in the financial services industry, eight of which are as a compliance professional.
Prior to joining Marathon, Mr. Tannehill was Compliance Manager for Harbor Capital Advisors providing support to the legal & compliance team within the investment management compliance division. She led the firm’s forensic testing program, developed and implemented a portfolio investment guideline program, and transitioned and onboarded a new compliance monitoring system. Prior to Harbor, she was Compliance Manager for Ziegler Capital Management with oversight of advertising and marketing review, forensic testing, license and registrations, and regulatory filing, and acted as a lead representative of the compliance team for various committee meetings. Prior to joining Ziegler, she had a 14-year career with Stifel Financial as a registered sales associate.
Mr. Tannehill received a B.A. in Psychology from DePaul University and holds the Investment Adviser Certified Compliance Professional Designation, IACCP®. She also holds a Series 7 license.