Jacki La Rocco

Compliance Specialist

Meet Jacki La Rocco

Jacki La Rocco is Compliance Specialist at Marathon Capital. She is responsible for the administration of the ComplianceAlpha platform, building on the firm’s compliance training program, and assisting with the development of compliance processes as Marathon continues to grow.

Prior to joining Marathon, Ms. La Rocco was the Compliance Officer at Harbor Capital Advisors for their Investment Management Compliance team. She served as the firm’s lead Code of Ethics Officer and administrator of the Code of Ethics and Personal Trading Policies. She also led the Continuing Education Program and implemented a new Compliance Management System.

Ms. La Rocco holds a BA in Psychology from DePaul University.