Director of Compliance and Deputy Chief Compliance Officer
Meet Cass Heckman
Cass Heckman is Director of Compliance and Deputy Chief Compliance Officer at Marathon Capital.
For two decades, Ms. Heckman has enhanced the way asset managers, hedge funds, private equity groups, and futures commodities merchants manage change across the regulatory landscape and build forward-thinking compliance programs. Most recently, she led the transformation of the compliance and risk governance framework at Harbor Capital Advisors, integrating new technology platforms and strategic partnerships to better support a $59 billion AUM portfolio.
Prior to that role, Ms. Heckman helped GCM Grosvenor navigate regulatory and operational risk within its Strategic Investments Group’s direct and co-investments. Opportunities spanned asset classes, liquidity profiles, capital structure, and geographies, all within a specialized alternative investment portfolio totaling over $50 billion in AUM.
Ms. Heckman holds a BS in Business Administration with a concentration in Finance from Boston University.