Chief Compliance Officer & Secretary
Meet Bob Braasch
Bob Braasch is the company's Chief Compliance Officer and Secretary with overall responsibility for the company’s compliance, regulatory, risk management,
and legal functions. Mr. Braasch oversees the company’s interactions with its external legal counsel and various regulators and interacts as well with
the senior management of its clients and counterparties.
Previous to Marathon Capital, Mr. Braasch has had extensive experience in corporate finance, banking, and operations within a financial environment with special emphasis on risk management, funding, and capital structuring. At a series of financial companies including LaSalle Bank, Household Finance Corporation, and several medium-sized companies he successfully negotiated initial public offerings, a series of domestic and international debt placements, and executed numerous acquisitions and divestitures. Mr. Braasch has previously held senior management positions including Treasurer, Chief Financial Officer, and President. His Board service spans private, public, and not-for-profit entities.
Mr. Braasch is a graduate of DePaul University and holds his Series 7, 24, and 63 licenses and is qualified in Canada as a Dealing Representative and Chief Compliance Officer.